Securities Law Breakfast Series: Preparing for the Upcoming 10-K and Proxy Season


Presented by Amy Batten and James Jolley

On November 30, 2016 and December 1, 2016, Smith Anderson lawyers Amy Batten and James Jolley welcomed a group of public company legal and financial decision-makers and advisers to discuss reporting issues, disclosure trends and new requirements applicable to public companies for the 2017 proxy season.

During these sessions, Amy and James discussed best practices that public companies can use to tell their story to stakeholders effectively and in compliance with ever-evolving SEC and stock exchange rules, regulations and guidance.

To download the presentation, please CLICK HERE.  For more information regarding the presentation or for any other legal needs your public company may have, please do not hesitate to contact any member of Smith Anderson’s public company securities team.  


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